-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjUhYehEB+rvW3DnOYtEJZpokK0Mq0/4njRPiyyoHH2O2lQmfQ3D6D3fWKajdNXH vGXsvFCbprs3jZA6beZK6w== 0000950156-07-000587.txt : 20070911 0000950156-07-000587.hdr.sgml : 20070911 20070911142510 ACCESSION NUMBER: 0000950156-07-000587 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070911 DATE AS OF CHANGE: 20070911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51813 FILM NUMBER: 071110809 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Estate of Douglas M. Schair CENTRAL INDEX KEY: 0001326378 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077817706 MAIL ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 SC 13G/A 1 rock-13ga2.htm BODY OF 13G/A AMENDMENT #2

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

 

Rock of Ages Corporation


(Name of Issuer)

 

Class A Common Stock, par value $0.01 per share


(Title of Class of Securities)

 

772632105


(CUSIP Number)

 

December 31, 2006


(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
 

___

Rule 13d-1(b)

 

_X_

Rule 13d-1(c)

 

___

Rule 13d-1(d)

   

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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PAGE 2 OF 5 PAGES

 


   


 

CUSIP No. 772632105

 


 
   

1  

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Leslie N. Cohen as Personal Representative of the Estate of Douglas M. Schair.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP          (a) [  ]

                                                                                                                             (b) [  ]

3  

SEC USE ONLY

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S.A.

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

  5

SOLE VOTING POWER

456,207

  6

SHARED VOTING POWER

  7

SOLE DISPOSITIVE POWER

456,207

  8

SHARED DISPOSITIVE POWER

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

456,207

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)                                                                          [  ]

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.9%

12

TYPE OF REPORTING PERSON

IN

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CUSIP No. 772632105

 


 
   

Item 1(a).

Name of Issuer:

   
 

Rock of Ages Corporation

   

Item 1(b).

Address of Issuer's Principal Executive Offices:

   
 

772 Graniteville Road
Graniteville, VT 05654

   

Item 2(a).

Name of Persons Filing:

   
 

Leslie N. Cohen as Personal Representative of the Estate of Douglas M. Schair.

   

Item 2(b).

Address of Principal Business Office or, if None, Residence:

   
 

P.O. Box 402
Portland, Maine 04112

   

Item 2(c).

Citizenship:

   
 

United States

   

Item 2(d).

Title of Class of Securities:

   
 

Class A Common Stock, par value $0.01 per share.

   

Item 2(e).

CUSIP Number:

   
 

772632105

   

Item 3.

If this statement is filed pursuant to [SECTIONS]240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

   
 

Not applicable.

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CUSIP No. 772632105

 


 
   

Item 4.

Ownership.

   
 

(a)      Amount Beneficially Owned:

   
 

Leslie N. Cohen is the Personal Representative of the Estate of Douglas M. Schair, which is the holder of all 456,207 shares.

   
 

Percent of Class: 9.9%.

   
 

(b)      Number of shares as to which the person has:

   
 

          (i)

Sole power to vote or to direct the vote:

   
   

456,207

   
 

          (ii)

Shared power to vote or to direct the vote:

   
   

0

     
 

          (iii)

Sole power to dispose or to direct the disposition of:

     
   

456,207

     
 

          (iv)

Shared power to dispose or direct the disposition of:

     
   

0

     

Item 5.

Ownership of Five Percent or Less of a Class.

   
 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:                                       [  ]

   

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person.

   
 

Not Applicable.

   

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

   
 

Not Applicable.

   

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CUSIP No. 772632105

 


 
   

Item 8.

Identification and Classification of Members of the Group.

   
 

Not Applicable.

   

Item 9.

Notice of Dissolution of Group.

   
 

Not Applicable.

   

Item 10.

Certification.

   
 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

   

SIGNATURE

 

      After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: ______, 2007

   
     
   

By /s/ Leslie N. Cohen

   

Leslie N. Cohen, as Personal Representative of the Estate of Douglas M. Schair

     
     
     

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